Family Planning??

By Paul Winters

 

 

 

 

Have you ever thought of how to create a strategic plan for a family-owned business?  When you consider family business planning as being limited to a business plan, there isn't much difference family and non-family companies.  A business plan is one of the methods used to document a company's strategic plan, and normally defines:

 

·        Why is the company is in business (their mission)?

·        Where is the business located and how is the product or service produced and distributed to customers?

·        Factors in the marketplace that could have negative impacts on the success of the business; and the strategies necessary to overcome those impacts.

·        Qualifications of the management team that will implement the strategy.

·        And, a financial projection that will define the goals, objectives, and operating results of the strategy.

 

In a family business, however, the strategic planning process should also encompass all aspects of the family's involvement in the company.  Normally, the family members participate in operations; are part of the management team; are members of the board of directors; and are stockholders.

Roles are not clearly defined and family members perform any and all activities necessary for the success of the business.  Job functions that are usually separate may be combined or blended.  When decisions are needed, the member makes a decision based on the problem and not based on the discrete nature of each of the roles he may be responsible for.

A complete strategic plan for a family business should provide for a business plan to cover the operations and goals of the business, and a succession plan to cover the ultimate, unavoidable transition in management, control and ownership of the business.

That doesn't sound so difficult, does it?  Then why isn't it done more often?

From my observations of family businesses, it is rare to encounter one that has a formalized business plan.  When I do run into one, it is generally due to a bank requirement for financing.

Reactive planning is the most common planning mechanism.  Reactive planners take no action until an event occurs that makes them spring into action.  It is not unusual for the event to be a phone call.  By the way, reactive planning is not limited to family businesses; it is a technique encountered frequently in many types of organizations.

Businesses fall into reactive planning during their formative stages when survival can be a daily issue.  Once into this form of planning, it is a hard habit to break.  Awareness of the benefits and logic of strategic planning provides a tremendous incentive for changing planning methods.

Finding a company that has a transition plan for management and ownership is even rarer than finding a business plan.  In the minds of the family, there are many obstacles to the transition process.  In statements made at my succession planning seminars and in work with my clients, the obstacles can be generalized as:  Fear of the Unknown, Emotional Reaction from the Family, and Expense.

These obstacles are real and, because many of them have strong emotional overtones, indecision and inaction are the usual response.  It may be hard to face these issues, but there are answers and methods to solve these very real problems. 

So how do you get a plan created for your family business?  Here are some suggestions to get you started:

 

1.  This may seem an obvious first step, but you must make a commitment to see the planning process through to a successful conclusion.  If done properly, the process may take six to twelve months to complete.  This is elapsed time, not continuous involvement on a daily basis.

2.  Evaluate your abilities to lead the process and cope with the inevitable emotional tensions.  Many companies have discovered the value of bringing in an outside facilitator to lead the process.  Experience with other family businesses and objective, independent viewpoints can provide direction to the many difficult issues.  The cost is insignificant when compared to the future expenses associated with an unplanned transition.

3.  Segregate and clarify each of the roles performed by the family.

4.  For each role define a vision of the family involvement in each role.

5.  Create an action plan to allow for an orderly transition to achieve the vision.

 

There are basically three events that trigger family business transition:

 

·        Death,

·        Involuntary bailouts, such as bankruptcy or divorce,

·        Voluntary bailouts, such as sale or gifts.

 

You can't avoid the inevitable family business transition.  Part of your leadership and legacy is to properly plan for the voluntary bailout, which is the only event that is truly under your control.

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